Direct Answer: US financial advisors using AI must comply with SEC, FINRA, and state regulations. The key requirements are: (1) disclose AI use to clients, (2) explain AI decisions, (3) test for bias,…
Direct Answer: US financial advisors using AI must comply with SEC, FINRA, and state regulations. The key requirements are: (1) disclose AI use to clients, (2) explain AI decisions, (3) test for bias,…